Filing Details
- Accession Number:
- 0001209191-10-030573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-26 13:00:00
- Reporting Period:
- 2010-05-24
- Filing Date:
- 2010-05-26
- Accepted Time:
- 2010-05-26 16:47:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 59,163 shares | Avg. Price: $12.05 | Total Value: $712,797.33 |
| Number of Shares After Transactions: | 5,266,066 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-24 | 10,900 | $12.00 | 5,314,329 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 1,500 | $12.01 | 5,312,829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.01 | 5,312,729 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.01 | 5,312,629 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 300 | $12.01 | 5,312,329 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 8,935 | $12.01 | 5,303,394 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 500 | $12.02 | 5,302,894 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 3,507 | $12.02 | 5,299,387 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 400 | $12.03 | 5,298,987 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 1,404 | $12.03 | 5,297,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.04 | 5,297,383 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 300 | $12.04 | 5,297,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 300 | $12.04 | 5,296,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 300 | $12.04 | 5,296,483 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 3,603 | $12.04 | 5,292,880 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.05 | 5,292,680 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 1,562 | $12.05 | 5,291,118 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 3,200 | $12.06 | 5,287,918 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 2,275 | $12.07 | 5,285,643 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 3,907 | $12.08 | 5,281,736 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 945 | $12.09 | 52,820,791 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 6,172 | $12.10 | 5,274,619 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.11 | 5,274,419 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 300 | $12.11 | 5,274,119 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.11 | 5,273,919 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 5,307 | $12.11 | 5,268,612 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 2,146 | $12.12 | 5,266,466 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.13 | 5,266,366 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.14 | 5,266,266 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.15 | 5,266,066 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
