Filing Details
- Accession Number:
- 0001209191-10-030575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-26 13:00:00
- Reporting Period:
- 2010-05-24
- Filing Date:
- 2010-05-26
- Accepted Time:
- 2010-05-26 16:49:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 3,344 shares | Avg. Price: $12.26 | Total Value: $40,983.12 |
| Number of Shares After Transactions: | 5,262,722 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-24 | 300 | $12.15 | 5,265,766 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.16 | 5,265,566 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 400 | $12.16 | 5,265,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.17 | 5,265,066 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.18 | 5,264,966 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 300 | $12.19 | 5,264,666 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 400 | $12.23 | 5,264,266 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.25 | 5,264,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.28 | 5,264,066 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.29 | 5,263,866 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 200 | $12.29 | 5,263,666 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 344 | $12.31 | 5,263,322 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.33 | 5,263,222 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.35 | 5,263,122 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.45 | 5,263,022 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 2 | $12.47 | 5,263,020 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 100 | $12.48 | 5,262,920 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 198 | $12.48 | 5,262,722 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
