Filing Details

Accession Number:
0001209191-10-027869
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-14 13:00:00
Reporting Period:
2010-05-12
Filing Date:
2010-05-14
Accepted Time:
2010-05-14 14:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040719 Walter Investment Management Corp WAC Real Estate Investment Trusts (6798) 133950486
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215706 E Charles Cauthen C/O Walter Investment Management Corp.
3000 Bayport Drive, Suite 1100
Tampa FL 33607
President & Coo No Yes No No
Transaction Summary
Sold: 4,117 shares Avg. Price: $17.84 Total Value: $73,450.92
Number of Shares After Transactions: 314,189 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-12 11,051 $8.32 312,304 No 4 M Direct
Common Stock Acquisiton 2010-05-12 6,002 $10.14 318,306 No 4 M Direct
Common Stock Disposition 2010-05-12 2,303 $17.82 316,003 No 4 S Direct
Common Stock Disposition 2010-05-12 400 $17.84 315,603 No 4 S Direct
Common Stock Disposition 2010-05-12 200 $17.85 315,403 No 4 S Direct
Common Stock Disposition 2010-05-12 100 $17.86 315,303 No 4 S Direct
Common Stock Disposition 2010-05-12 500 $17.87 314,803 No 4 S Direct
Common Stock Disposition 2010-05-12 614 $17.89 314,189 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-05-12 6,002 $0.00 6,002 $10.14
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-05-12 11,051 $0.00 11,051 $8.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-22 No 4 M Direct
0 2017-01-31 No 4 M Direct
Footnotes
  1. Shares sold to pay exercise price, taxes, fees and commissions related to exercise of 6002 options at $10.14
  2. Options vested one third per year beginning on February 22, 2007
  3. Options vested one third per year beginning on January 31, 2008