Filing Details
- Accession Number:
- 0001209191-10-027869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-14 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-14
- Accepted Time:
- 2010-05-14 14:12:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Walter Investment Management Corp | WAC | Real Estate Investment Trusts (6798) | 133950486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215706 | E Charles Cauthen | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | President & Coo | No | Yes | No | No |
Transaction Summary
Sold: | 4,117 shares | Avg. Price: $17.84 | Total Value: $73,450.92 |
Number of Shares After Transactions: | 314,189 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-12 | 11,051 | $8.32 | 312,304 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-05-12 | 6,002 | $10.14 | 318,306 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-05-12 | 2,303 | $17.82 | 316,003 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 400 | $17.84 | 315,603 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 200 | $17.85 | 315,403 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 100 | $17.86 | 315,303 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 500 | $17.87 | 314,803 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-05-12 | 614 | $17.89 | 314,189 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-05-12 | 6,002 | $0.00 | 6,002 | $10.14 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-05-12 | 11,051 | $0.00 | 11,051 | $8.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-22 | No | 4 | M | Direct | |
0 | 2017-01-31 | No | 4 | M | Direct |
Footnotes
- Shares sold to pay exercise price, taxes, fees and commissions related to exercise of 6002 options at $10.14
- Options vested one third per year beginning on February 22, 2007
- Options vested one third per year beginning on January 31, 2008