Filing Details

Accession Number:
0001209191-10-025415
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-05 13:00:00
Reporting Period:
2010-05-04
Filing Date:
2010-05-05
Accepted Time:
2010-05-05 16:22:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1132484 Netezza Corp NZ Electronic Computers (3571) 043527320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404532 Patricia Cotter C/O Netezza Corporation
26 Forest Street
Marlborough MA 01752
Sr. Vp, Worldwide Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-04 1,500 $2.50 26,500 No 4 M Direct
Common Stock Acquisiton 2010-05-04 10,000 $5.98 36,500 No 4 M Direct
Common Stock Acquisiton 2010-05-04 2,500 $6.70 39,000 No 4 M Direct
Common Stock Disposition 2010-05-04 14,000 $13.63 25,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-04 1,500 $0.00 1,500 $2.50
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-04 10,000 $0.00 10,000 $5.98
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-04 2,500 $0.00 2,500 $6.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,500 2016-02-01 No 4 M Direct
40,000 2016-03-09 No 4 M Direct
17,500 2017-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200 Indirect By mother
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2009, as amended on April 8, 2010.
  2. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $13.48 to $13.76 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  3. Represents partial exercise of an option to purchase an aggregate of 30,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20, 2006. This option is currently vested as to 25,500 shares, and will vest as to 1,500 additional shares on August 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2011.
  4. Represents partial exercise of an option to purchase an aggregate of 50,000 shares granted by the issuer pursuant to its 2007 Stock Incentive Plan on March 9, 2009. This option is currently vested as to 10,000 shares, and will vest as to 2,500 additional shares on June 1, 2010 and at the end of each successive three-month period thereafter, through and including March 1, 2014.
  5. Represents partial exercise of an option to purchase an aggregate of 50,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 14, 2007. This option is currently vested as to 32,500 shares, and will vest as to 2,500 additional shares on August 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2012.