Filing Details

Accession Number:
0001179110-10-008772
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-17 13:00:00
Reporting Period:
2010-05-13
Filing Date:
2010-05-17
Accepted Time:
2010-05-17 20:03:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287213 Douglas Dynamics Inc PLOW Construction Machinery & Equip (3531) 134275891
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1489528 L Robert Mccormick C/O Douglas Dynamics, Inc.
7777 North 73Rd St.
Milwaukee WI 53223
Vp, Cfo, Treasurer, Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-13 11,493 $4.21 68,907 No 4 M Direct
Common Stock Disposition 2010-05-13 4,245 $11.40 64,662 No 4 F Direct
Common Stock Disposition 2010-05-14 7,248 $10.49 57,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-05-13 11,493 $0.00 11,493 $4.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
78,047 2014-09-04 No 4 M Direct
Footnotes
  1. These shares were withheld by the Issuer to cover the exercise price of the exercised options reported above.
  2. These options are fully vested and can be exercised at any time.