Filing Details

Accession Number:
0001319012-10-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-07 13:00:00
Reporting Period:
2010-05-05
Filing Date:
2010-05-07
Accepted Time:
2010-05-07 16:48:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299709 Bofi Holding Inc. BOFI Savings Institution, Federally Chartered (6035) 330867444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319078 Lewis Gary Evans C/O Bofi Holding, Inc.
12777 High Bluff Drive #100
San Diego CA 92130
Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-05 40,000 $9.50 104,950 No 4 M Direct
Common Stock Acquisiton 2010-05-05 25,000 $7.35 129,950 No 4 M Direct
Common Stock Disposition 2010-05-05 65,000 $15.94 64,950 No 4 S Direct
Common Stock Disposition 2010-05-07 22,100 $15.02 42,850 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock ISO (right to buy) Acquisiton 2010-05-05 40,000 $0.00 40,000 $9.50
Common Stock ISO (right to buy) Acquisiton 2010-05-05 25,000 $0.00 25,000 $7.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-07-25 2015-07-25 No 4 M Direct
0 2006-07-24 2016-07-24 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices reanging from $15.45 to $16.69. The price reported above reflects this weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each was effected.
  2. This transaction was executed in multiple trades at prices reanging from $14.90 to $15.20. The price reported above reflects this weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each was effected.
  3. There are no remaining options outstanding.