Filing Details

Accession Number:
0001181431-10-030239
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-28 13:00:00
Reporting Period:
2010-05-26
Filing Date:
2010-05-28
Accepted Time:
2010-05-28 17:37:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241872 E Kenneth Marshall Actuate Corporation
2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-26 8,000 $0.00 13,000 No 4 A Direct
Common Stock Acquisiton 2010-05-27 12,500 $1.49 25,500 No 4 M Direct
Common Stock Disposition 2010-05-27 12,500 $4.44 13,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Acquisiton 2010-05-26 16,000 $0.00 16,000 $4.20
Common Stock Option (right to buy) Disposition 2010-05-27 12,500 $0.00 12,500 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
368,500 2011-05-26 2020-05-26 No 4 A Direct
356,000 2007-03-03 2013-03-03 No 4 M Direct
Footnotes
  1. Represents shares of the Issuer's common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in full upon the Reporting Person's continuation in Board service with the Issuer through May 26, 2011, subject to accelerated vesting upon certain changes in ownership or control of the Issuer.
  2. Unless the Reporting Person elects to defer the issuance of the shares until the Reporting Person's separation from service from the Issuer, the shares of the Issuer's common stock will be issued as the RSUs vest.
  3. Includes 8000 shares of the Issuer's common stock underlying the RSU award reported on this Form 4.
  4. Represents a weighted average price within the range of $4.42 and $4.44.