Filing Details

Accession Number:
0001209191-10-026222
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-07 13:00:00
Reporting Period:
2010-05-05
Filing Date:
2010-05-07
Accepted Time:
2010-05-07 21:59:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
35621 Finance Enterprises Inc PNK ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242287 H Stephen Capp C/o Pinnacle Entertainment, Inc.
3800 Howard Hughes Parkway
Las Vegass NV 89169
Exec. Vice Pres. & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-05 150,000 $6.05 192,500 No 4 M Direct
Common Stock Disposition 2010-05-05 150,000 $14.13 42,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2010-05-05 150,000 $0.00 150,000 $6.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
136,739 2013-01-11 Yes 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,046 Indirect By 401(k) Plan
Footnotes
  1. The sale price per share reported above reflects a weighted-average of a series of block trades, all of which were executed on May 5, 2010, as reported in further detail on Exhibit 99.1 hereto
  2. The stock options were granted on January 11, 2003 and vested in five equal annual installments on January 11, 2004, January 11, 2005, January 11, 2006, January 11, 2007 and January 11, 2008