Filing Details
- Accession Number:
- 0001144204-10-030292
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-05-25 13:00:00
- Reporting Period:
- 2010-05-20
- Filing Date:
- 2010-05-25
- Accepted Time:
- 2010-05-25 18:23:28
- Original Submission Date:
- 2010-05-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 879911 | Applied Energetics Inc. | AERG | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 770262908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1471579 | Humberto Astorga | 3590 East Columbia Street Tucson AZ 85714 | Principal Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-05-20 | 83,333 | $0.40 | 117,849 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.39 | 107,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.39 | 97,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.34 | 87,849 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 1,100 | $1.34 | 86,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.25 | 76,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.25 | 66,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.24 | 56,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 10,000 | $1.26 | 46,749 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-24 | 12,233 | $1.29 | 34,516 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| N/A | Common Stock (Right to Buy) | Disposition | 2010-05-20 | 83,333 | $0.00 | 83,333 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,667 | 2014-07-16 | No | 4 | M | Direct |
Footnotes
- Includes 4,563 invested shares of restricted stock.
- These options become exercisable as to one-third of the shares on each of the first three anniversaries of the date of grant.
Billionaire Hedge Funds
