Filing Details
- Accession Number:
- 0001235802-10-000094
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-13 13:00:00
- Reporting Period:
- 2010-05-12
- Filing Date:
- 2010-05-13
- Accepted Time:
- 2010-05-13 16:51:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1318310 | Ev3 Inc. | EVVV | Surgical & Medical Instruments & Apparatus (3841) | 320138874 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1414301 | H David Mowry | C/O Ev3 Inc. 3033 Campus Drive Plymouth MN 55441 | Sr Vp & Pres., Worldwide Neuro | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-12 | 6,872 | $19.34 | 68,169 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-05-12 | 108 | $19.30 | 68,061 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2007-11-15 | 33 | $15.40 | 68,028 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2008-11-07 | 1,212 | $6.54 | 66,816 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2009-11-06 | 1,100 | $12.55 | 65,716 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 to cover the estimated tax withholding obligations in connection with the vesting of restricted shares.
- Includes 32,239 shares issued pursuant to restricted stock grants under the ev3 Inc. Second Amended and Restated 2005 Stock Incentive Plan and still subject to forfeiture and 5,124 shares purchased under the ev3 Inc. Employee Stock Purchase Plan.
- These transactions were previously not reported on the Reporting Person's reports. These shares were sold or withheld for tax withholding in connection with the vesting of the Reporting Person's restricted stock awards in 2007, 2008 and 2009.
Billionaire Hedge Funds
