Filing Details

Accession Number:
0001127602-10-014128
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-13 13:00:00
Reporting Period:
2010-05-11
Filing Date:
2010-05-13
Accepted Time:
2010-05-13 16:39:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
86312 Travelers Companies Inc. TRV Fire, Marine & Casualty Insurance (6331) 410518860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201696 S Jay Fishman The Travelers Companies, Inc.
385 Washington Street
St. Paul MN 55102
Chairman & Chief Exec. Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-11 25,000 $49.91 394,321 No 4 S Direct
Common Stock Acquisiton 2010-05-11 442,183 $45.67 836,504 No 4 M Direct
Common Stock Disposition 2010-05-11 442,183 $50.04 394,321 No 4 S Direct
Common Stock Acquisiton 2010-05-12 157,817 $45.67 552,138 No 4 M Direct
Common Stock Disposition 2010-05-12 157,817 $50.04 394,321 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2010-05-11 442,183 $0.00 442,183 $45.67
Common Stock Stock Options (Right to Buy) Disposition 2010-05-12 157,817 $0.00 157,817 $45.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,057,817 2004-04-01 2011-10-10 No 4 M Direct
900,000 2004-04-01 2011-10-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,222 Indirect 401(k) Plan
Common Stock 288 Indirect By Children's 12-year Trust
Footnotes
  1. Each of the transactions reported on this Form 4 was made pursuant to a trading plan entered into in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934. In a Form 10-K and Form 10-Qs filed with the Securities and Exchange Commission, the Issuer previously disclosed the potential for executive sales of common stock, including through Rule 10b5-1 trading plans.
  2. Represents the weighted average sales price for price increments ranging from $49.57 to $50.18. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  3. Represents the weighted average sales price for price increments ranging from $50.00 to $50.18. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  4. Represents the weighted average sales price for price increments ranging from $50.00 to $50.10. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  5. Includes shares of common stock and shares of common stock that may be acquired upon the conversion of shares of Series B Preferred Stock. Each share of Series B Preferred Stock is convertible into 8 shares of common stock.
  6. The Reporting Person disclaims beneficial ownership of these shares.