Filing Details

Accession Number:
0001181431-10-025247
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-07 13:00:00
Reporting Period:
2010-05-05
Filing Date:
2010-05-07
Accepted Time:
2010-05-07 17:10:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135711 Netlogic Microsystems Inc NETL Semiconductors & Related Devices (3674) 770455244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296360 Benjamin Roland Cortes 1875 Charleston Rd.
Mountain View CA 94043
Vp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-05 534 $16.86 33,672 No 4 M Direct
Common Stock Acquisiton 2010-05-05 7,288 $15.15 40,960 No 4 M Direct
Common Stock Acquisiton 2010-05-05 796 $9.92 41,756 No 4 M Direct
Common Stock Acquisiton 2010-05-05 1,822 $11.97 43,578 No 4 M Direct
Common Stock Acquisiton 2010-05-05 796 $11.70 44,374 No 4 M Direct
Common Stock Disposition 2010-05-05 7,021 $29.13 37,353 No 4 S Direct
Common Stock Disposition 2010-05-05 4,215 $29.46 33,138 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-05-05 534 $0.00 534 $16.86
Common Stock Stock Option (right to buy) Disposition 2010-05-05 7,288 $0.00 26,722 $15.15
Common Stock Stock Option (right to buy) Disposition 2010-05-05 796 $0.00 2,390 $9.92
Common Stock Stock Option (right to buy) Disposition 2010-05-05 1,822 $0.00 7,900 $11.97
Common Stock Stock Option (right to buy) Disposition 2010-05-05 796 $0.00 2,124 $11.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-02-23 2016-02-22 No 4 M Direct
19,434 2008-06-05 2017-06-04 No 4 M Direct
1,594 2007-10-31 2016-10-30 No 4 M Direct
6,078 2008-01-30 2017-01-29 No 4 M Direct
1,328 2007-08-01 2016-07-31 No 4 M Direct
Footnotes
  1. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 267 shares of common stock at an exercise price of $33.72 per share, was adjusted to 534 shares of common stock at an exercise price of $16.86 per share.
  2. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, the reporting person received 4,426 shares of common stock on March 19, 2010. At the same time, pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, options for 34,190 shares of common stock held by the reporting person on March 19, 2010 became exercisable for 68,380 shares of common stock, and awards of restricted stock units for 14,356 shares of common stock held by the reporting person on March 19, 2010 became exercisable for 28,712 shares of common stock.
  3. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 13,361 shares of common stock at an exercise price of $30.29 per share, was adjusted to 26,722 shares of common stock at an exercise price of $15.145 per share.
  4. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,195 shares of common stock at an exercise price of $19.83 per share, was adjusted to 2,390 shares of common stock at an exercise price of $9.915 per share.
  5. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 3,950 shares of common stock at an exercise price of $23.94 per share, was adjusted to 7,900 shares of common stock at an exercise price of $11.97 per share.
  6. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,062 shares of common stock at an exercise price of $23.40 per share, was adjusted to 2,124 shares of common stock at an exercise price of $11.70 per share.
  7. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2009.
  8. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $28.34 to $29.33. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
  9. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $29.34 to $29.70. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.