Filing Details

Accession Number:
0000031107-10-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-12 13:00:00
Reporting Period:
2010-05-12
Filing Date:
2010-05-12
Accepted Time:
2010-05-12 17:20:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31107 Eastern Co EML Cutlery, Handtools & General Hardware (3420) 060330020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383990 Kenneth Sapack 112 Bridge Street
Naugatuck CT 06770
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-12 500 $15.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Qualified employee stock option Acquisiton 2000-07-19 0 $0.00 21,500 $9.50
Common Stock Qualified employee stock option Acquisiton 2001-04-26 0 $0.00 7,500 $9.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,500 2010-07-19 No 4 A Direct
29,000 2002-01-01 2011-04-26 No 4 A Direct
Footnotes
  1. On May 12, 2010, 500 shares sold on the open market for $15.00 per share.
  2. Original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/2000; 7,017 shares were vested on 1/1/2001; and 966 shares were vested on 1/1/2002. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 22,500 shares at $9.50 per share. On April 23, 2010 1,000 shares were exercised at $9.50 per share, leaving a balance of 21,500 shares.
  3. Original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 7,500 shares at $9.60 per share.