Filing Details

Accession Number:
0000943504-10-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-01 13:00:00
Reporting Period:
2010-05-28
Filing Date:
2010-06-01
Accepted Time:
2010-06-01 10:52:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101295 United Guardian Inc UG Perfumes, Cosmetics & Other Toilet Preparations (2844) 111719724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
943504 H Kenneth Globus C/O United-Guardian, Inc.
230 Marcus Blvd., P.o. Box 18050
Hauppauge NY 11788
President & General Counsel Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-28 350,000 $10.75 569,293 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 760,000 Indirect As co-Trustee under the Alfred Globus Testamentary Trust
Common Stock 72,000 Indirect By wife
Common Stock 77,000 Indirect As Trustee for Julie Globus
Common Stock 77,000 Indirect As Trustee for Lisa Globus