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Home > Insider Trading > Filing (0001209191-10-027919)

Filing Details

Accession Number:
0001209191-10-027919
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-14 13:00:00
Reporting Period:
2010-05-12
Filing Date:
2010-05-14
Accepted Time:
2010-05-14 15:39:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845289 Harvest Natural Resources Inc. HNR Crude Petroleum & Natural Gas (1311) 770196707
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353675 R Patrick Oenbring 1177 Enclave Parkway
Suite 300
Houston TX 77077		 Vice President No Yes No No
Reported Non-Derivative Transactions
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Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Per Share Acquisiton 2010-05-12 5,910 $8.50 60,910 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
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Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.1 Par Value Per Share Stock Options $0.00 0 135,000 Direct
Common Stock, $0.1 Par Value Per Share Stock Appreciation Right $4.60 2016-06-18 23,000 158,000 Direct
Common Stock, $0.1 Par Value Per Share Phantom Stock $0.00 15,000 173,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 135,000 Direct
2016-06-18 23,000 158,000 Direct
15,000 173,000 Direct
Footnotes
  1. Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
  2. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  3. The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
  4. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  5. Each share of phantom stock is the economic equivalent of one share of HNR common stock.
  6. Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
  7. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.