Filing Details

Accession Number:
0001384485-10-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-24 13:00:00
Reporting Period:
2010-05-21
Filing Date:
2010-05-24
Accepted Time:
2010-05-24 14:54:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1051741 First Niagara Financial Group Inc FNFG Savings Institutions, Not Federally Chartered (6036) 161545669
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425922 Lanier J Little 726 Exchange Street
Suite 618
Buffalo NY 14210
Evp, Consumer Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-21 1,021 $12.66 20,661 No 4 P Direct
Common Stock Acquisiton 2010-05-21 979 $12.67 21,640 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,009 Indirect by 401K
Common Stock 433 Indirect by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $12.17 2009-02-11 2018-02-11 49,020 49,020 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.93 2010-01-26 2019-01-26 27,561 27,561 Direct
Common Stock Non-Qualified Stock Option (right to buy) $14.44 2011-01-25 2020-01-25 25,377 25,377 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-11 49,020 49,020 Direct
2019-01-26 27,561 27,561 Direct
2020-01-25 25,377 25,377 Direct