Filing Details

Accession Number:
0001065865-10-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-04 13:00:00
Reporting Period:
2010-04-30
Filing Date:
2010-05-04
Accepted Time:
2010-05-04 17:28:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188413 Steven Scheid Janus Capital Group Inc.
151 Detroit Street
Denver, CO 80206
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-30 38,276 $0.00 46,543 No 4 A Direct
Common Stock Disposition 2010-05-03 13,399 $14.24 33,144 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 53,511 Direct
Common Stock 110,634 Indirect By Scheid Family Trust
Common Stock 830 Indirect Held by ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right to Buy) $14.59 2009-04-01 2014-05-16 235,215 235,215 Direct
Common Stock Option (Right to Buy) $14.92 2008-02-01 2015-03-03 204,104 204,104 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-16 235,215 235,215 Direct
2015-03-03 204,104 204,104 Direct
Footnotes
  1. Granted pursuant to the issuer's compensation program for its Board of Directors ("Board Plan") related to annual stock retainers and in recognition of reporting person's additional efforts and contributions.
  2. Shares were sold in the following manner: 1,682 @ $14.21; 100 @ $14.22; 4,718 @ $14.23; 1,200 @ $14.24; 2,445 @ $14.25; 800 @ $14.26; 611 @ $14.27; 1,043 @ $14.28; 800 @ $14.29
  3. Restricted stock units are payable in common stock upon the reporting person's termination of service as a director. Each restricted stock unit represents one share of common stock upon distribution.