Filing Details

Accession Number:
0000899140-10-000397
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-10 13:00:00
Reporting Period:
2010-04-19
Filing Date:
2010-05-10
Accepted Time:
2010-05-10 10:23:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887150 Hampshire Group Ltd HAMP Knit Outerwear Mills (2253) 060967107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136475 L Harvey Sperry Jefferson Glen Farm Road
Box 72
Malden Bridge NY 12115
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-19 1,000 $4.78 1,000 No 4 P Indirect By Gabriella Sperry
Common Stock Acquisiton 2010-04-20 4,500 $4.78 5,500 No 4 P Indirect By Gabriella Sperry
Common Stock Acquisiton 2010-05-07 3,000 $6.00 8,500 No 4 P Indirect By Gabriella Sperry
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Gabriella Sperry
No 4 P Indirect By Gabriella Sperry
No 4 P Indirect By Gabriella Sperry
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,500 Direct
Common Stock 1,000 Indirect By The Csaba Sperry 1998 Trust
Common Stock 1,000 Indirect By The Susanna Sperry 1998 Trust
Footnotes
  1. Includes 20,000 restricted shares awarded pursuant to the Hampshire Group, Limited (the "Company") 2009 Equity Incentive Plan for services as a director. 2,000 of the restricted shares are subject to time-based vesting while 18,000 of the restricted shares are subject to performance-based vesting. With respect to time-based vesting, 500 shares vested on March 31, 2010, and the remaining shares will vest ratably on each March 31 of 2011 through 2013, subject to Mr. Sperry's continued service with the Company. With respect to performance-based vesting, the shares will vest ratably on each March 31 of 2011 through 2014, provided that, as of each such vesting date, the Company's consolidated return on operating income for the preceding fiscal year has reached specified targets.
  2. Shares held by trusts for the benefit of Mr. Sperry's children.
  3. Shares purchased by Mr. Sperry's wife. Mr. Sperry disclaims beneficial ownership of such shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of such shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.