Filing Details

Accession Number:
0001411686-10-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-12 13:00:00
Reporting Period:
2010-05-10
Filing Date:
2010-05-12
Accepted Time:
2010-05-12 16:32:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407623 Retail Opportunity Investments Corp ROIC Real Estate Investment Trusts (6798) 260500600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1137521 Glenhill Advisors Llc 156 West 56Th Street
17Th Floor
New York NY 10019
No No Yes No
1137522 Glenhill Capital Management Llc 156 West 56Th Street
17Th Floor
New York NY 10019
No No Yes No
1159120 J Glenn Krevlin 156 West 56Th Street
17Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-10 25,228 $9.75 2,524,419 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Reporting person, Glenn J. Krevlin, is the managing member of Glenhill Advisors, LLC, a limited liability company that is managing member of Glenhill Capital Management LLC, which has investment control and owns a minority interest in various private investment funds, including Glenhill Capital LP and Glenhill Capital Overseas Master Fund, LP, which collectively own the reported securities. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Of the securities reported in this Form 4, Glenhill Capital LP sold 13,119 securities and Glenhill Capital Overseas Master Fund, LP sold 12,109 securities.