Filing Details

Accession Number:
0001209191-10-029692
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2010-05-21 13:00:00
Reporting Period:
2010-05-20
Filing Date:
2010-05-21
Accepted Time:
2010-05-21 16:35:24
Original Submission Date:
2010-04-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
841692 Fsi International Inc FSII Special Industry Machinery, Nec (3559) 411223238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195594 S Don Mitchell 3391 Jasmine Crest
Olivenhain CA 92024
Ceo/President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-27 20,836 $1.64 103,668 No 4 M Direct
Common Stock Acquisiton 2010-04-27 3,194 $1.44 106,862 No 4 M Direct
Common Stock Acquisiton 2010-04-27 6,249 $0.32 113,111 No 4 M Direct
Common Stock Acquisiton 2010-04-27 2,086 $0.35 115,197 No 4 M Direct
Common Stock Acquisiton 2010-04-27 6,250 $2.00 121,447 No 4 M Direct
Common Stock Disposition 2010-04-27 500 $4.04 120,947 No 4 S Direct
Common Stock Disposition 2010-04-27 35,225 $4.00 85,722 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2010-04-27 20,836 $1.64 20,836 $1.64
Common Stock Stock Option (Right to Buy) Acquisiton 2010-04-27 3,194 $1.44 3,194 $1.44
Common Stock Stock Option (Right to Buy) Acquisiton 2010-04-27 6,249 $0.32 6,249 $0.32
Common Stock Stock Option (Right to Buy) Acquisiton 2010-04-27 2,086 $0.35 2,086 $0.35
Common Stock Stock Option (Right to Buy) Acquisiton 2010-04-27 6,250 $2.00 6,250 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,164 2018-02-26 No 4 M Direct
21,806 2018-06-20 No 4 M Direct
18,751 2019-06-26 No 4 M Direct
22,914 2018-12-23 No 4 M Direct
68,750 2019-12-22 No 4 M Direct
Footnotes
  1. Common Stock erroneously reported on 4/29/2010. New total reflects Employees Stock Purchase Plan purchase of 16,217 shares on December 31, 2009.
  2. As previously reported on 4/27/2010 (no change).
  3. The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06).
  4. The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
  5. The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).
  6. The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23).
  7. The option becomes exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2010-03-22).