Filing Details

Accession Number:
0001209191-10-030095
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-24 13:00:00
Reporting Period:
2010-05-20
Filing Date:
2010-05-24
Accepted Time:
2010-05-24 17:21:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845289 Harvest Natural Resources Inc. HNR Crude Petroleum & Natural Gas (1311) 770196707
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1270557 L Karl Nesselrode 1177 Enclave Parkway
Suite 300
Houston TX 77077
Vp Engineering & Business Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.01 Par Value Per Share Acquisiton 2010-05-20 11,000 $0.00 38,485 No 4 A Direct
Common Stock, $.01 Par Value Per Share Acquisiton 2010-05-21 10,000 $7.13 48,485 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.1 Par Value Per Share Stock Options Acquisiton 2010-05-20 29,900 $0.00 29,900 $7.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
217,234 2015-05-20 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.1 Par Value Per Share Stock Appreciation Right $4.60 2016-06-18 28,000 245,234 Direct
Common Stock, $0.1 Par Value Per Share Phantom Stock $0.00 20,000 265,234 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-06-18 28,000 245,234 Direct
20,000 265,234 Direct
Footnotes
  1. Shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to the Harvest Natural Resources 2010 Long Term Incentive Plan.
  2. Includes shares of restricted stock granted to the reporting person by the Company's board of directors pursuant to various plans.
  3. The options granted vest one-third on each anniversary date of the date of the grant and are exerciseable in full on 5/20/2013.
  4. Options granted by the Company's Board of Directors pursuant to the Company's 2010 Long Term Incentive Plan.
  5. Includes options to purchase the Company's common stock granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  6. The Stock Appreciation Rights granted vest at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
  7. Includes options to purchase the Company's common stock and Stock Appreciation Rights granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.
  8. Each share of phantom stock is the economic equivalent of one share of HNR common stock.
  9. Phantom Stock granted vests at a rate of one third per year beginning the third year from the effective date of the grant and will be exercisable in full on June 18, 2014.
  10. Includes options to purchase the Company's common stock, Stock Appreciation Rights and Phantom Stock Unit Awards granted pursuant to various plans and having varying exercise dates, expiration dates and exercise prices.