Filing Details

Accession Number:
0001181431-10-024951
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-06 13:00:00
Reporting Period:
2010-05-04
Filing Date:
2010-05-06
Accepted Time:
2010-05-06 18:49:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093885 Sonicwall Inc SNWL Services-Business Services, Nec (7389) 770270079
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229074 Matthew Medeiros 2001 Logic Drive
San Jose CA 95124
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-04 20,000 $3.38 191,874 No 4 M Direct
Common Stock Disposition 2010-05-04 20,000 $9.88 171,874 No 4 S Direct
Common Stock Acquisiton 2010-05-05 30,000 $3.38 201,874 No 4 M Direct
Common Stock Disposition 2010-05-05 30,000 $9.66 171,874 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to buy) Disposition 2010-05-04 20,000 $0.00 20,000 $3.38
Common Stock Employee Stock Option (Right to buy) Disposition 2010-05-05 30,000 $0.00 30,000 $3.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,003,960 2013-03-17 No 4 M Direct
1,973,960 2013-03-17 No 4 M Direct
Footnotes
  1. This transaction was executed pursuant to a Rule 10b5-1 trading plan that was adopted by the Reporting Person on May 14, 2009.
  2. The 20,000 shares were sold through separate trades, with the sale prices ranging from $9.7519 to $10.00, and at a weighted average sale price of $9.8846. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission (the "SEC"), the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.
  3. The 30,000 shares were sold through separate trades, with the sale prices ranging from $9.562 to $9.7819, and at a weighted average sale price of $9.6555. The Reporting Person undertakes to provide upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.
  4. The Reporting Person exercised 20,000 shares of the 2,400,000 share option granted under the Issuer's 1998 Stock Option Plan, which 2,400,000 share option vests and becomes exercisable as to 1/4th of the shares on March 17, 2004 and as to 1/48th of the shares on each one month anniversary thereafter (the "2,400,000 Share Option").
  5. The Reporting Person exercised 30,000 shares of the 2,400,000 Share Option.