Filing Details

Accession Number:
0001417327-10-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-05-17 13:00:00
Reporting Period:
2010-05-13
Filing Date:
2010-05-17
Accepted Time:
2010-05-17 21:38:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351265 Hunt Catherine Rundle 2584 Junction Avenue
San Jose CA 95134
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-05-13 83 $13.62 5,308 No 4 S Direct
Common Stock Acquisiton 2010-05-13 3,500 $10,850.00 8,808 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-05-13 3,500 $3.10 3,500 $3.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,500 2010-05-13 2017-05-13 No 4 X Direct
Footnotes
  1. Sale of 83 shares pursuant to a Rule 10b5-1 trading plan to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
  2. Non-market, exempted acquisition of 3,500 shares of common stock upon the exercise of an option for cash.
  3. Non-market, exempted disposition of a vested option upon its exercise.
  4. On April 29, 2010 Oclaro shares of common stock were subject to a 5 for 1 reverse split.