Filing Details

Accession Number:
0001209191-10-031419
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-06-01 13:00:00
Reporting Period:
2010-05-27
Filing Date:
2010-06-01
Accepted Time:
2010-06-01 21:12:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879526 Wabash National Corp WNC Truck Trailers (3715) 521375208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468517 Trailer Investments, Llc C/o Lincolnshire Management, Inc.
780 Third Ave.
New York NY 10017
No No Yes No
1469233 J. Thomas Maloney C/o Lincolnshire Management, Inc.
780 Third Ave.
New York NY 10017
Yes No Yes No
1469882 Lincolnshire Equity Fund Iii, L.p. C/o Lincolnshire Management, Inc.
780 Third Ave.
New York NY 10017
No No Yes No
1469883 Lincolnshire Equity Iii, Llc C/o Lincolnshire Management, Inc.
780 Third Ave.
New York NY 10017
No No Yes No
1469884 Lincolnshire Equity Partners Iii, L.p. C/o Lincolnshire Management, Inc.
780 Third Ave.
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-05-27 16,137,500 $0.01 16,137,500 No 4 X Indirect See Footnotes
Common Stock Disposition 2010-05-28 16,137,500 $6.21 0 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2010-05-27 16,137,500 $0.00 16,137,500 $0.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,355,865 2009-08-03 2019-08-03 No 4 X Indirect
Footnotes
  1. Thomas J. Maloney ("Mr. Maloney") holds a majority of the voting power of Lincolnshire Equity III, LLC ("Equity III"). Equity III is the general partner of Lincolnshire Equity Partners III, L.P., which is the general partner of Lincolnshire Equity Fund III, L.P., which is the sole member of Trailer Investments, LLC ("Trailer"), which directly owns the warrant and shares disclosed above.
  2. Mr. Maloney disclaims beneficial ownership of the securities held by each of the entities referred to in the foregoing footnote except to the extent of his pecuniary interest therein.
  3. Trailer executed a partial cashless exercise of the warrant on May 27, 2010, and received 16,137,500 shares of common stock of the issuer. Following the partial cashless exercise of the warrant and the issuance of a replacement warrant, the warrant remains exercisable for 9,355,865 shares of common stock of the issuer, including 750,000 shares pursuant to agreement with the issuer and 3,541 shares of common stock received pursuant to the anti-dilution adjustment provisions of the warrant, which number of shares is subject to adjustment pursuant to the terms of the warrant.