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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2010-05-04 13:00:00
Reporting Period:
Filing Date:
Accepted Time:
2010-05-04 09:08:14
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
702165 Norfolk Southern Corp NSC Railroads, Line-Haul Operating (4011) 521188014
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1272065 D Daniel Smith Three Commercial Place
Norfolk VA 23510-2191
S.v.p.-Energy And Properties No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-30 2,932 $34.10 27,914 No 4 M Direct
Common Stock Disposition 2010-04-30 2,932 $60.10 24,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to buy (granted 2005) Disposition 2010-04-30 2,932 $0.00 2,932 $34.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-01-28 2015-01-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,610 Indirect By 401(k) Plan
  1. Reports weighted average sale price of shares sold. The price range was $ 60.10 to $60.1027. The reporting person will provide, upon request by the Securities and Exchange Commission, the issurer or any security holder of the issuer, full information regarding the number of shares sold at each price.
  2. Represents the approximate number of shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of April 30, 2010, the last date on which a formal statement was available, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
  3. Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a rule 16b-3 plan).