Filing Details
- Accession Number:
- 0001209191-10-028926
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-19 13:00:00
- Reporting Period:
- 2010-05-15
- Filing Date:
- 2010-05-19
- Accepted Time:
- 2010-05-19 15:13:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883975 | Stemcells Inc | STEM | Biological Products, (No Disgnostic Substances) (2836) | 943078125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257780 | George Koshy | C/O Stemcells, Inc. 3155 Porter Drive Palo Alto CA 94304 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-05-15 | 5,099 | $1.09 | 93,001 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-05-18 | 8,801 | $1.06 | 84,200 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 33,426 | Indirect | By 401(k) Plan |
Footnotes
- Includes (1) 41,700 restricted stock units, with 13,900 vesting on each of May 15, 2011, May 15, 2012 and May 15, 2013 and (2) 27,500 restricted stock units, vesting on March 10, 2011.
- Shares held in 401(k) account, in accordance with issuer's employer-match policies.
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