Filing Details
- Accession Number:
- 0001437749-10-001740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-05-27 13:00:00
- Reporting Period:
- 2000-01-10
- Filing Date:
- 2010-05-27
- Accepted Time:
- 2010-05-27 14:18:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 885551 | Valence Technology Inc | VLNC | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 770214673 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1096578 | Jr C Bert Roberts | C/O Valence Technology 12303 Technology Blvd., Suite 950 Austin TX 78727 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2000-01-10 | 1,000 | $18.50 | 117,000 | No | 4 | P | Indirect | By Wife |
| Common Stock | Acquisiton | 2002-02-26 | 3,000 | $2.91 | 120,000 | No | 4 | P | Indirect | By Wife |
| Common Stock | Acquisiton | 2002-02-26 | 10,000 | $2.91 | 130,000 | No | 4 | P | Indirect | By BCR Family Partnership |
| Common Stock | Acquisiton | 2002-02-26 | 22,000 | $2.91 | 152,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2002-02-27 | 15,000 | $3.10 | 167,000 | No | 4 | P | Indirect | By BCR Family Partnership |
| Common Stock | Acquisiton | 2002-02-27 | 30,000 | $3.10 | 197,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2002-02-28 | 5,000 | $2.95 | 202,000 | No | 4 | P | Indirect | By BCR Family Partnership |
| Common Stock | Acquisiton | 2002-02-28 | 8,000 | $2.95 | 210,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Wife |
| No | 4 | P | Indirect | By Wife |
| No | 4 | P | Indirect | By BCR Family Partnership |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By BCR Family Partnership |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By BCR Family Partnership |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2002-02-04 | 100,000 | $0.00 | 100,000 | $3.95 |
| Common Stock | Stock Option (right to buy) | Acquisiton | 2008-08-22 | 50,000 | $0.00 | 50,000 | $3.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2012-02-04 | No | 4 | A | Direct | |
| 50,000 | 2018-08-22 | No | 4 | A | Direct |
Footnotes
- 25,000 shares vested on February 4, 2003. The remaining shares vested in 12 equal quarterly installments of 6,250 shares, with all of the shares being vested as of February 4, 2006.
- The shares vest in 12 equal quarterly installments of 4,167 shares beginning on November 22, 2008, with the exception that only 4,163 shares shall vest on the final installment on August 23, 2011. All of the shares shall be vested as of August 23, 2011.
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