Filing Details

Accession Number:
0001019687-10-001264
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-02 13:00:00
Reporting Period:
2010-03-15
Filing Date:
2010-04-02
Accepted Time:
2010-04-02 16:16:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882291 Aethlon Medical Inc AEMD.OB Laboratory Analytical Instruments (3826) 133632859
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254761 Jr S Franklyn Barry 8910 University Center Lane, #660
San Diego CA 92122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-03-15 6,700 $0.40 249,893 No 4 S Direct
Common Stock Disposition 2010-03-16 7,000 $0.40 242,893 No 4 S Direct
Common Stock Disposition 2010-03-17 7,100 $0.40 235,793 No 4 S Direct
Common Stock Disposition 2010-03-18 7,200 $0.38 228,593 No 4 S Direct
Common Stock Disposition 2010-03-19 7,400 $0.39 221,193 No 4 S Direct
Common Stock Disposition 2010-03-22 7,700 $0.39 213,493 No 4 S Direct
Common Stock Disposition 2010-03-23 7,700 $0.39 205,793 No 4 S Direct
Common Stock Disposition 2010-03-24 8,000 $0.39 197,793 No 4 S Direct
Common Stock Disposition 2010-03-25 9,000 $0.44 188,793 No 4 S Direct
Common Stock Disposition 2010-03-26 10,000 $0.41 178,793 No 4 S Direct
Common Stock Disposition 2010-03-29 11,000 $0.39 167,793 No 4 S Direct
Common Stock Disposition 2010-03-30 11,000 $0.38 156,793 No 4 S Direct
Common Stock Disposition 2010-03-31 11,000 $0.37 145,793 No 4 S Direct
Common Stock Disposition 2010-04-01 11,400 $0.37 134,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares of common stock were sold by Mr. Barry pursuant to a 10b5-1 selling plan providing for the sale of up to 150,000 shares of the issuer's common stock between March 15, 2010 and March 14, 2011. The plan provides for sales of the shares at a price of no less than $0.31 per share, at a rate of no more than 5% of the average trading volume in the issuer's common stock for the 30-day period preceding the sale, as reported on dailyfinance.com.
  2. In addition to the currently outstanding shares of common stock owned by Mr. Barry and reported here, Mr. Barry also beneficially owns the shares of common stock underlying the following stock options: options to purchase 1,867 shares of common stock at $1.84 per share; options to purchase 264,550 shares of common stock at $0.38 per share; and options to purchase 500,000 shares of common stock at $0.41 per share.