Filing Details

Accession Number:
0001181431-10-020355
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-05 13:00:00
Reporting Period:
2010-04-01
Filing Date:
2010-04-05
Accepted Time:
2010-04-05 20:37:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366342 Ron Kifer C/O Applied Materials, Inc.
P.o. Box 58039, 3050 Bowers Av, M/S 2023
Santa Clara CA 95054
Group Vp & Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-01 150,000 $8.58 327,499 No 4 M Direct
Common Stock Disposition 2010-04-01 150,000 $13.47 177,499 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-04-01 150,000 $0.00 150,000 $8.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2014-03-09 No 4 M Direct
Footnotes
  1. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 176,875 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 22,500 shares are scheduled to vest on 8/31/10; (b) 4,375 shares are scheduled to vest on 5/1/10; (c) 25,000 shares are scheduled to vest in two equal annual installments beginning 8/31/10; and (d) provided specified performance goals are achieved, 125,000 shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date).
  2. 150,000 shares became exercisable on 4/1/10 and 300,000 shares are scheduled to become exercisable in two equal annual installments beginning 4/1/11, subject to continued employment through each vest date.