Filing Details
- Accession Number:
- 0001209191-10-023919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-27 13:00:00
- Reporting Period:
- 2010-04-26
- Filing Date:
- 2010-04-27
- Accepted Time:
- 2010-04-27 19:12:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 30,743 shares | Avg. Price: $16.27 | Total Value: $500,092.64 |
| Number of Shares After Transactions: | 5,708,933 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-26 | 100 | $16.21 | 5,739,576 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 400 | $16.21 | 5,739,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 500 | $16.22 | 5,738,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 1,200 | $16.22 | 5,737,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 300 | $16.23 | 5,737,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 200 | $16.23 | 5,736,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 3,788 | $16.23 | 5,733,188 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 300 | $16.24 | 5,732,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 1,300 | $16.24 | 5,731,588 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 200 | $16.25 | 5,731,388 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 3,632 | $16.25 | 5,727,756 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 400 | $16.26 | 5,727,356 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 4,986 | $16.26 | 5,722,370 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 500 | $16.27 | 5,721,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 3,656 | $16.27 | 5,718,214 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 500 | $16.28 | 5,717,714 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 4,206 | $16.28 | 5,713,508 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 600 | $16.29 | 5,712,908 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 1,010 | $16.29 | 5,711,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 773 | $16.30 | 5,711,125 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 392 | $16.32 | 5,710,733 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 100 | $16.33 | 5,710,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 300 | $16.34 | 5,710,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 200 | $16.35 | 5,710,133 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 100 | $16.37 | 5,710,033 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 300 | $16.41 | 5,709,733 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 100 | $16.46 | 5,709,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 100 | $16.47 | 5,709,533 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 200 | $16.48 | 5,709,333 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-26 | 400 | $16.49 | 5,708,933 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
