Filing Details
- Accession Number:
- 0001209191-10-024058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-28 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-28
- Accepted Time:
- 2010-04-28 17:48:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 38,818 shares | Avg. Price: $16.08 | Total Value: $624,043.42 |
Number of Shares After Transactions: | 5,670,015 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-27 | 13,537 | $16.00 | 5,695,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 200 | $16.00 | 5,695,096 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 1,400 | $16.01 | 5,693,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 10,186 | $16.01 | 5,683,510 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 200 | $16.02 | 5,683,310 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 200 | $16.02 | 5,683,110 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 746 | $16.04 | 5,682,364 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 1,932 | $16.20 | 5,680,432 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 500 | $16.21 | 5,679,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 800 | $16.21 | 5,679,132 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 900 | $16.22 | 5,678,232 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 200 | $16.22 | 5,678,032 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 1,166 | $16.22 | 5,676,866 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 800 | $16.23 | 5,676,066 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 200 | $16.23 | 5,675,866 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 100 | $16.23 | 5,675,766 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 200 | $16.23 | 5,675,566 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 2,100 | $16.23 | 5,673,466 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 300 | $16.24 | 5,673,166 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 300 | $16.24 | 5,672,866 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 100 | $16.25 | 5,672,766 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 900 | $16.25 | 5,671,866 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 992 | $16.26 | 5,670,874 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-27 | 859 | $16.27 | 5,670,015 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.