Filing Details
- Accession Number:
- 0001101215-10-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-28 13:00:00
- Reporting Period:
- 2010-04-26
- Filing Date:
- 2010-04-28
- Accepted Time:
- 2010-04-28 16:09:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1101215 | Alliance Data Systems Corp | ADS | Services-Business Services, Nec (7389) | 311429215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1160117 | M Alan Utay | 17655 Waterview Parkway Dallas TX 75252-8012 | Evp, Cao, Gen. Counsel, Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-26 | 29,900 | $14.93 | 113,328 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-04-26 | 13,182 | $14.67 | 126,510 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-26 | 43,082 | $76.31 | 83,428 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-26 | 29,900 | $0.00 | 29,900 | $14.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-04-26 | 13,182 | $0.00 | 13,182 | $14.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 111,693 | 2011-08-29 | No | 4 | M | Direct | |
| 98,511 | 2012-09-25 | No | 4 | M | Direct |
Footnotes
- The total number of securities beneficially owned includes: (a) 38,342 unrestricted shares; (b) 16,674 unvested shares from an original award of 49,041 time-based restricted stock units granted 4/28/08; (c) 11,792 unvested shares from an award of 17,600 performance-based restricted stock units granted 2/23/09; (d) 3,324 unvested time-based restricted stock units granted 2/22/10; and (e) 13,296 unvested performance-based restricted stock units granted 2/22/10.
- This is an employee stock option grant that is fully vested.
- The total number of derivative securities beneficially owned includes: (a) an option for 28,919 shares granted 6/24/03, which is fully vested; (b) an option for 29,472 shares granted 2/2/04, which is fully vested; (c) an option for 13,812 shares granted 2/3/05, which is fully vested; (d) an option for 16,565 shares granted 2/13/06, which is fully vested; and (e) an option for 9,743 shares granted 2/21/07, which is fully vested.
Billionaire Hedge Funds
