Filing Details

Accession Number:
0001140361-10-017760
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-28 13:00:00
Reporting Period:
2010-04-26
Filing Date:
2010-04-28
Accepted Time:
2010-04-28 11:45:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792987 Astec Industries Inc ASTE Construction Machinery & Equip (3531) 620873631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425958 K Joe Cline 1725 Shepherd Rd
Chattanooga TN 37421
President, Astec Underground No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-26 10,000 $14.50 10,000 No 4 M Direct
Common Stock Disposition 2010-04-26 10,000 $36.29 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2010-04-26 10,000 $0.00 10,000 $14.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-01-01 2012-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,800 Direct
Common Stock 906 Indirect in 401k account
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 722 722 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
722 722 Direct
Footnotes
  1. Reported holding is Restricted Stock Units that convert into common stock on a one-for-one basis at a later date.
  2. Reported holdings are phantom shares which are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
  3. Shares held in the reporting person's 401(k) account are based upon a plan statement dated April 9, 2010.