Filing Details
- Accession Number:
- 0001209191-10-024373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-28
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 18:48:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 61,182 shares | Avg. Price: $16.02 | Total Value: $980,190.85 |
Number of Shares After Transactions: | 5,608,833 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-28 | 38,680 | $16.00 | 5,631,335 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.01 | 5,631,235 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 3,942 | $16.01 | 5,627,293 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.02 | 5,627,193 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 3,100 | $16.02 | 5,624,093 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 1,100 | $16.03 | 5,622,993 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 1,300 | $16.04 | 5,621,693 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 3,446 | $16.05 | 5,618,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 101 | $16.06 | 5,618,146 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.07 | 5,618,046 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 1,305 | $16.07 | 5,616,741 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.08 | 5,616,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 3,000 | $16.08 | 5,613,641 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 400 | $16.09 | 5,613,241 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 2,208 | $16.09 | 5,611,033 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 700 | $16.10 | 5,610,333 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 200 | $16.12 | 5,610,133 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 200 | $16.12 | 5,609,933 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 500 | $16.13 | 5,609,433 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.14 | 5,609,333 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.20 | 5,609,233 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.27 | 5,609,133 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.29 | 5,609,033 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.30 | 5,608,933 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-28 | 100 | $16.32 | 5,608,833 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 144.