Filing Details
- Accession Number:
- 0001209191-10-023174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-21 13:00:00
- Reporting Period:
- 2010-04-19
- Filing Date:
- 2010-04-21
- Accepted Time:
- 2010-04-21 17:09:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 22,010 shares | Avg. Price: $15.76 | Total Value: $346,896.36 |
| Number of Shares After Transactions: | 5,749,276 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-19 | 600 | $15.50 | 5,770,686 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $15.51 | 5,770,586 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 800 | $15.52 | 5,769,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 900 | $15.54 | 5,768,886 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $15.55 | 5,768,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 410 | $15.58 | 5,768,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 500 | $15.60 | 5,676,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,000 | $15.61 | 5,766,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 400 | $15.62 | 5,766,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,100 | $15.63 | 5,765,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 2,000 | $15.64 | 5,763,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 500 | $15.65 | 5,762,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 700 | $15.66 | 5,762,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,100 | $15.67 | 5,761,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 600 | $15.68 | 5,760,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 500 | $15.69 | 5,759,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $15.70 | 5,759,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,500 | $15.71 | 5,758,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $15.72 | 5,758,276 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $15.73 | 5,758,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,500 | $15.90 | 5,756,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 600 | $15.92 | 5,756,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,700 | $15.94 | 5,754,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,900 | $15.95 | 5,752,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 300 | $15.96 | 5,752,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 500 | $15.97 | 5,751,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 400 | $15.99 | 5,751,276 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 95 | $16.01 | 5,751,181 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 195 | $16.02 | 5,750,986 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,710 | $16.02 | 5,749,276 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
