Filing Details
- Accession Number:
- 0001209191-10-023178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-21 13:00:00
- Reporting Period:
- 2010-04-19
- Filing Date:
- 2010-04-21
- Accepted Time:
- 2010-04-21 17:11:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
| 1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
| 1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
| Sold: | 9,600 shares | Avg. Price: $16.15 | Total Value: $155,027.98 |
| Number of Shares After Transactions: | 5,739,676 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-04-19 | 300 | $16.03 | 5,748,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $16.03 | 5,748,876 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 200 | $16.04 | 5,748,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 300 | $16.08 | 5,748,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,800 | $16.09 | 5,746,576 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $16.11 | 5,746,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 500 | $16.13 | 5,745,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,200 | $16.14 | 5,744,776 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,100 | $16.15 | 5,746,676 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,052 | $16.16 | 5,742,624 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 148 | $16.17 | 5,742,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $16.18 | 5,742,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 300 | $16.20 | 5,742,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 500 | $16.21 | 5,741,576 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 600 | $16.22 | 5,740,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 1,000 | $16.23 | 5,739,976 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 200 | $16.24 | 5,739,776 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-04-19 | 100 | $16.28 | 5,739,676 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
