Filing Details

Accession Number:
0001127602-10-012663
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-30 13:00:00
Reporting Period:
2010-04-29
Filing Date:
2010-04-30
Accepted Time:
2010-04-30 17:42:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4962 American Express Co AXP Finance Services (6199) 134922250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405459 C Judson Linville 3 World Financial Center
200 Vesey Street, American Express Tower
New York NY
Ceo, U.s. Consumer Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-29 68,544 $29.24 123,518 No 4 M Direct
Common Stock Acquisiton 2010-04-29 50,867 $16.71 174,385 No 4 M Direct
Common Stock Disposition 2010-04-29 103,419 $47.63 70,966 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-04-29 68,544 $0.00 68,544 $29.24
Common Stock Employee Stock Option (Right to Buy) Disposition 2010-04-29 50,867 $0.00 50,867 $16.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-01-27 2013-01-26 No 4 M Direct
152,603 2010-01-29 2019-01-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,811 Indirect by spouse as custodian for children
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.58 to $47.70. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  2. These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable."