Filing Details

Accession Number:
0001209191-10-020849
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-05 13:00:00
Reporting Period:
2010-04-01
Filing Date:
2010-04-05
Accepted Time:
2010-04-05 17:46:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
841692 Fsi International Inc FSII Special Industry Machinery, Nec (3559) 411223238
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195589 C John Ely 8100 Halstead Drive
Minnetrista MN 55364
Vp, Global Sales And Service No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-01 3,750 $0.32 24,305 No 4 M Direct
Common Stock Acquisiton 2010-04-01 14,166 $0.35 38,471 No 4 M Direct
Common Stock Acquisiton 2010-04-01 10,500 $1.44 48,971 No 4 M Direct
Common Stock Acquisiton 2010-04-01 20,000 $1.64 68,971 No 4 M Direct
Common Stock Disposition 2010-04-01 3,750 $3.84 65,221 No 4 S Direct
Common Stock Disposition 2010-04-01 14,166 $3.81 51,055 No 4 S Direct
Common Stock Disposition 2010-04-01 10,500 $3.82 40,555 No 4 S Direct
Common Stock Disposition 2010-04-01 20,000 $3.81 20,555 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2010-04-01 3,750 $0.00 3,750 $0.32
Common Stock Stock Option (Right to Buy) Disposition 2010-04-01 14,166 $0.00 14,166 $0.35
Common Stock Stock Option (Right to Buy) Disposition 2010-04-01 10,500 $0.00 10,500 $1.44
Common Stock Stock Option (Right to Buy) Disposition 2010-04-01 20,000 $0.00 20,000 $1.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,250 2019-06-26 No 4 M Direct
19,834 2018-12-23 No 4 M Direct
7,500 2018-06-20 No 4 M Direct
10,000 2018-02-06 No 4 M Direct
Footnotes
  1. The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-09-26).
  2. The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2009-03-23).
  3. The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-09-20).
  4. The option became exercisable in 12 equal cumulative quarterly increments beginning on the first quarter anniversary of the date of grant (2008-05-06).