Filing Details
- Accession Number:
- 0001209191-10-021469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-07 13:00:00
- Reporting Period:
- 2010-04-05
- Filing Date:
- 2010-04-07
- Accepted Time:
- 2010-04-07 18:03:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 31,124 shares | Avg. Price: $16.13 | Total Value: $501,882.79 |
Number of Shares After Transactions: | 5,804,522 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-05 | 1,800 | $16.02 | 5,833,846 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 571 | $16.03 | 5,833,275 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 2,600 | $16.04 | 5,830,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 1,000 | $16.05 | 5,829,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 100 | $16.06 | 5,829,575 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 2,950 | $16.07 | 5,826,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 2,900 | $16.08 | 5,823,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 900 | $16.09 | 5,822,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 200 | $16.10 | 5,822,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 1,000 | $16.11 | 5,821,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 900 | $16.15 | 5,820,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 2,900 | $16.16 | 5,817,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 200 | $16.17 | 5,817,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 4,900 | $16.17 | 5,812,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 2,700 | $16.18 | 5,810,025 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 200 | $16.18 | 5,809,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 2,200 | $16.19 | 5,807,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 200 | $16.20 | 5,807,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 200 | $16.20 | 5,807,225 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 1,500 | $16.20 | 5,805,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 100 | $16.21 | 5,805,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 1,100 | $16.21 | 5,804,525 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 3 | $16.22 | 5,804,522 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.