Filing Details

Accession Number:
0001388431-10-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-30 13:00:00
Reporting Period:
2010-04-01
Filing Date:
2010-04-30
Accepted Time:
2010-04-30 10:54:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1388319 Bioheart Inc. BHRT.OB Services-Commercial Physical & Biological Research (8731) 650945967
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388547 A Peggy Farley One Morningside Drive
Suite 1715
New York NY 10025
Coo & Cfo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-01 452,290 $0.67 1,520,517 No 4 P Indirect Footnote 1
Common Stock Acquisiton 2010-04-20 77,230 $0.54 1,597,747 No 4 P Indirect Footnote 2
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Footnote 1
No 4 P Indirect Footnote 2
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Acquisiton 2010-04-01 135,687 $0.00 135,687 $0.80
Common Stock Warrant (right to buy) Acquisiton 2010-04-20 23,169 $0.00 23,169 $0.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
138,087 2010-10-01 2013-04-01 No 4 A Indirect
161,256 2010-10-20 2013-04-20 No 4 A Indirect
Footnotes
  1. Includes 507,400 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shared voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owned by various investors for which Ms. Farley has a power of attorney, and 8,000 shares hold by the Peggy A. Farley IRA.
  2. Includes 584,630 shares owned by Ascent Medical Technology Funds over which Ms. Farley has shares voting and investment power, 963,107 shares owned by Ascent Medical Product Development Center over which Ms. Farley has voting and investment power, 42,010 shares owened by various investors for which Ms. Farley has a power of attorney, and 8,000 shares held by teh Peggy A. Farley IRA.
  3. Includes 135,687 shares held by Ascent Medical Product Development Center and 2,400 shares held by Peggy A. Farley IRA.
  4. Includes 23,169 shares held by Ascent Medical Technology Fund, 135,687 shares held by Ascent Medical Product Development Center, and 2,400 shares held by Peggy A. Farley IRA.