Filing Details
- Accession Number:
- 0001209191-10-024421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-29 13:00:00
- Reporting Period:
- 2010-04-27
- Filing Date:
- 2010-04-29
- Accepted Time:
- 2010-04-29 20:15:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092699 | Sps Commerce Inc | SPSC | Services-Prepackaged Software (7372) | 411593154 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1054036 | P L Capital Mezzanine Cid | 201 West 103Rd Street Suite 200 Indianapolis IN 46290 | No | No | Yes | No | |
| 1489869 | Cid Mezzanine Partners, L.p. | 201 West 103Rd Street Suite 200 Indianapolis IN 46290 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-27 | 1,575,829 | $0.00 | 1,575,829 | No | 4 | C | Indirect | By CID Mezzanine Capital, L.P. |
| Common Stock | Disposition | 2010-04-27 | 427,189 | $11.16 | 1,148,640 | No | 4 | S | Indirect | By CID Mezzanine Capital, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By CID Mezzanine Capital, L.P. |
| No | 4 | S | Indirect | By CID Mezzanine Capital, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2010-04-27 | 82,102 | $0.00 | 82,102 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-04-27 | 1,252,962 | $0.00 | 1,252,962 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2010-04-27 | 240,765 | $0.00 | 240,765 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- The securities converted into the Issuer's Common Stock at a rate of one-for-one.
- Represents securities held directly by CID Mezzanine Capital, L.P, which is managed by CID Mezzanine Partners, L.P. The reporting person may be deemed to be an indirect beneficial owner of the reported securities. The reporting person disclaims any beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The securities do not have an expiration date. Each share of Series A, Series B and Series C Convertible Preferred Stock automatically converted into shares of Common Stock in connection with the closing of the Issuer's initial public offering on April 27, 2010. Prior to its conversion into the Issuer's Common Stock, the Series A, Series B and Series C Convertible Preferred Stock was convertible at any time at the option of the holder.
Billionaire Hedge Funds
