Filing Details

Accession Number:
0001209191-10-022578
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-16 13:00:00
Reporting Period:
2010-04-15
Filing Date:
2010-04-16
Accepted Time:
2010-04-16 16:11:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1132484 Netezza Corp NZ Electronic Computers (3571) 043527320
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404933 James Baum C/O Netezza Corporation
26 Forest Street
Marlborough MA 01752
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-15 100,000 $2.50 175,000 No 4 M Direct
Common Stock Disposition 2010-04-15 100,000 $14.00 75,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-04-15 100,000 $0.00 100,000 $2.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
750,000 2016-08-10 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2010.
  2. Represents partial exercise of an option to purchase an aggregate of 1,450,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on August 10, 2006. This option is currently vested as to 1,160,000 shares, and will vest as to 72,500 additional shares on July 1, 2010 and at the end of each successive three-month period thereafter, through and including April 1, 2011.