Filing Details
- Accession Number:
- 0001209191-10-022301
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-14 13:00:00
- Reporting Period:
- 2010-04-12
- Filing Date:
- 2010-04-14
- Accepted Time:
- 2010-04-14 17:21:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Transaction Summary
Sold: | 33,236 shares | Avg. Price: $15.10 | Total Value: $502,016.75 |
Number of Shares After Transactions: | 5,771,286 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-04-12 | 2,069 | $14.98 | 5,802,453 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 5,303 | $14.99 | 5,797,150 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 1,402 | $15.00 | 5,795,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 3,000 | $15.09 | 5,792,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 2,900 | $15.10 | 5,789,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 400 | $15.11 | 5,789,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 1,700 | $15.12 | 5,787,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 100 | $15.13 | 5,787,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 7,000 | $15.14 | 5,780,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 900 | $15.15 | 5,779,748 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 1,100 | $15.15 | 5,778,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 2,500 | $15.16 | 5,776,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 1,500 | $15.17 | 5,774,648 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 200 | $15.18 | 5,774,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 200 | $15.19 | 5,774,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 200 | $15.20 | 5,774,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 200 | $15.21 | 5,773,848 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 900 | $15.22 | 5,772,948 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 500 | $15.23 | 5,772,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 200 | $15.25 | 5,772,248 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 100 | $15.26 | 5,772,148 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 9 | $15.30 | 5,772,139 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 300 | $15.31 | 5,771,839 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 353 | $15.32 | 5,771,486 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-12 | 200 | $15.33 | 5,771,286 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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No | 4 | S | Direct | |
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No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.