Filing Details

Accession Number:
0001140361-10-016710
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-16 13:00:00
Reporting Period:
2010-04-14
Filing Date:
2010-04-16
Accepted Time:
2010-04-16 12:43:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860866 David Bonderman C/O Tpg Capital, L.p.
301 Commerce Street, Suite 3300
Fort Worth TX 76102
No No No Yes
1099776 G James Coulter C/O Tpg Capital, L.p.
301 Commerce Street, Suite 3300
Fort Worth TX 76102
No No No Yes
1351562 T(3) Advisors Ii, Inc. C/O Tpg Capital, L.p.
301 Commerce Street, Suite 3300
Fort Worth TX 76102
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Par Value $0.00016667 Disposition 2010-04-14 1,933,331 $7.94 1,336,837 No 4 S Indirect Explanation of Responses
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Explanation of Responses
Footnotes
  1. David Bonderman and James G. Coulter are directors, officers and sole shareholders of T(3) Advisors II, Inc., a Delaware corporation ("T(3) Advisors II" and, together with Messrs. Bonderman and Coulter, the "Reporting Persons"), which is the general partner of T3 GenPar II, L.P., a Delaware limited partnership, which is the general partner of T3 Partners II, L.P., a Delaware limited partnership, which in turn is the managing member of T3 II SM, LLC ("T3 II SM"), which directly holds the Ordinary Shares of SMART Modular Technologies (WWH), Inc. (the "Issuer") reported herein.
  2. Messrs. Bonderman and Coulter are also directors, officers and sole shareholders of TPG Advisors III, Inc., a Delaware corporation ("Advisors III") and TPG Advisors IV, Inc., a Delaware corporation ("Advisors IV" and, together with T(3) Advisors II and Advisors III, the "Advisors Entities"), each of which is filing a Form 4 with the Securities and Exchange Commission (the "Commission") on the date hereof disclosing that, following the dispositions reported thereon, such entities may be deemed to beneficially own 1,055,086 and 1,618,590 Ordinary Shares of the Issuer, respectively.
  3. Because of the relationship of T(3) Advisors II with T3 II SM, T(3) Advisors II may be deemed to beneficially own the Ordinary Shares of the Issuer directly held by T3 II SM, to the extent of the greater of its direct or indirect pecuniary interests in the profits or capital accounts of T3 II SM. Because of the relationships of Messrs. Bonderman and Coulter with the Advisors Entities, Messrs. Bonderman and Coulter may be deemed to beneficially own 4,010,513 Ordinary Shares of the Issuer, which is the aggregate number of Ordinary Shares reported herein and reported in the Forms 4 filed by each of Advisors III and Advisors IV on the date hereof, in each case to the extent of the greater of their respective direct or indirect pecuniary interests in the profits or capital accounts of the entities directly holding such Ordinary Shares.
  4. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any securities beneficially owned in excess of their respective pecuniary interests.