Filing Details

Accession Number:
0001181431-10-022549
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-22 13:00:00
Reporting Period:
2010-04-21
Filing Date:
2010-04-22
Accepted Time:
2010-04-22 17:12:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1350653 Alphatec Holdings Inc. ATEC Surgical & Medical Instruments & Apparatus (3841) 202463898
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364333 Iii Mortimer Berkowitz C/O Healthpoint Capital
505 Park Ave., 12Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-04-21 9,200,000 $4.75 33,331,917 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,200 Indirect See Footnote
Footnotes
  1. The Reporting Person sold the shares upon the closing of the previously announced underwritten public offering by the Issuer and HealthpointCapital Partners, L.P. of an aggregate of 18,400,000 shares of the Issuer's common stock, consisting of 9,200,000 shares sold by the Issuer and 9,200,000 shares sold by HealtpointCapital Partners, L.P. The sales include shares sold upon exercise in full of the underwriters' over-allotment option.
  2. Includes 10,877,173 shares owned by HealthpointCapital Partners, L.P., 21,110,565 shares owned by HealthpointCapital Partners II, L.P. and 1,344,179 shares held by HCPII Co-Invest Vehicle II, L.P. The Reporting Person is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P and a managing member of HGP II, LLC, which is the general partner of HealthpointCapital Partners II, L.P. and HCPII Co-Invest Vehicle II, L.P. The Reporting Person disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
  3. Includes shares owned by the Reporting Person's wife.