Filing Details

Accession Number:
0001179110-10-007034
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-16 13:00:00
Reporting Period:
2010-02-11
Filing Date:
2010-04-16
Accepted Time:
2010-04-16 11:10:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709878 Universal American Corp. UAM Hospital & Medical Service Plans (6324) 112580136
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346520 Jr M Theodore Carpenter C/O Universal American Financial Corp.
6 International Drive
Rye Brook NY 10573
Ceo Of Subsidiary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-02-12 15,866 $0.00 174,429 No 4 A Direct
Common Stock Acquisiton 2010-02-12 35,000 $0.00 158,563 No 4 A Direct
Common Stock Disposition 2010-04-01 539 $15.52 123,563 No 4 S Direct
Common Stock Disposition 2010-02-11 717 $13.58 124,102 No 4 S Direct
Common Stock Disposition 2010-03-28 829 $15.44 124,819 No 4 S Direct
Common Stock Disposition 2010-02-11 790 $13.58 125,648 No 4 S Direct
Common Stock Acquisiton 2010-03-31 0 $0.00 2,137 No 4 J Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 J Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2010-02-12 45,000 $0.00 45,000 $13.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,000 2010-02-12 2015-02-12 No 4 A Direct
Footnotes
  1. The information in this report is based on a 401(k) plan statement dated as of March 31, 2010.
  2. Performance shares vest 100% on the third anniversary of the grant, subject to the Company having met a specified target of total shareholder return.
  3. Restricted shares vest 25% each of the first four anniversaries of the grant.