Filing Details
- Accession Number:
- 0001179110-10-007003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-15 13:00:00
- Reporting Period:
- 2010-04-13
- Filing Date:
- 2010-04-15
- Accepted Time:
- 2010-04-15 16:14:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1211351 | New York & Company Inc. | NWY | Retail-Women's Clothing Stores (5621) | 331031445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450594 | Leslie Goldmann | 450 W. 33Rd Street 5Th Floor New York NY 10001 | Evp, Merchandising | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-04-13 | 5,262 | $0.11 | 10,786 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-04-13 | 5,262 | $5.00 | 5,524 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2010-04-13 | 5,262 | $0.11 | 5,262 | $0.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,525 | 2013-04-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $7.18 | 2018-05-21 | 30,000 | 30,000 | Direct | |
| Common Stock | Options to Purchase Common Stock | $4.74 | 2018-03-19 | 70,000 | 70,000 | Direct | |
| Common Stock | Options to Purchase Common Stock | $3.28 | 2017-03-21 | 8,919 | 8,919 | Direct | |
| Common Stock | Options to Purchase Common Stock | $3.28 | 2016-05-17 | 18,308 | 18,308 | Direct | |
| Common Stock | Options to Purchase Common Stock | $3.28 | 2016-03-15 | 3,535 | 3,535 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-21 | 30,000 | 30,000 | Direct |
| 2018-03-19 | 70,000 | 70,000 | Direct |
| 2017-03-21 | 8,919 | 8,919 | Direct |
| 2016-05-17 | 18,308 | 18,308 | Direct |
| 2016-03-15 | 3,535 | 3,535 | Direct |
Footnotes
- This exercise of options to purchase common stock and the sale of common stock are pursuant to the reporting person's 10b5-1 plan, which commenced on March 22, 2010 under Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The options to purchase common stock are currently exercisable.
- The options become exercisable in four annual installments on the following dates: 7,500 shares on May 21, 2009; 7,500 shares on May 21, 2010; 7,500 shares on May 21, 2011; and 7,500 shares on May 21, 2012.
- The options become exercisable in four annual installments on the following dates: 17,500 shares on March 19, 2009; 17,500 shares on March 19, 2010; 17,500 shares on March 19, 2011; and 17,500 shares on March 19, 2012.
- The options become exercisable on the following dates: 6,689 shares on June 29, 2011 and 2,230 shares on March 21, 2012.
- The options become exercisable on June 29, 2011.
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