Filing Details

Accession Number:
0001209191-10-024556
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-30 13:00:00
Reporting Period:
2010-04-27
Filing Date:
2010-04-30
Accepted Time:
2010-04-30 16:46:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
913015 Regent Communications Inc RGCI Radio Broadcasting Stations (4832) 311492857
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1319490 James B Ford 333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-04-27 1,000 $0.00 1,000 No 4 S Indirect By: Regent Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: Regent Holdings LLC
Footnotes
  1. On March 1, 2010, Regent Communcations, Inc. and certain of its subsidiaries filed their Joint Plan of Reorganiziation Pursuant to Chapter 11 of the Bankruptcy Code (the "Plan") in the United States Bankruptcy Court for the District of Delaware. Pursuant to the Plan, certain holders of first lien claims exchanged their debt claims for equity in the Company. This equity was then exchanged for equity in Regent Holdings, LLC.
  2. The shares of Regent Communications, Inc. reported in Table I are owned directly by Regent Holdings, LLC. OCM Principal Opportunities Fund IV AIF (Delaware), L.P.("Fund IV") is the principal unitholder of Regent Holdings, LLC. Oaktree Capital Management, L.P. ("Oaktree") is the investment manager of Fund IV. As a result, Oaktree may be deemed to have beneficial ownership of the shares held directly by Regent Holdings, LLC. The reporting person is a Managing Director of Oaktree, a registered investment adviser under the Investment Advisers Act of 1940, as amended. By virtue of being a managing director of Oaktree, the reporting person may be deemed to have or share beneficial ownership of the shares beneficially owned by Fund IV. The reporting person disclaims beneficial ownership of these securities and the filing of this Form 4 shall not be construed as an admission that such person is the beneficial owner of any securities covered by this Form 4, except to the extent of any indirect pecuniary interest therein.