Filing Details

Accession Number:
0001140361-10-017410
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-04-23 13:00:00
Reporting Period:
2010-04-21
Filing Date:
2010-04-23
Accepted Time:
2010-04-23 17:16:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1063494 Kbw Inc. KBW Security Brokers, Dealers & Flotation Companies (6211) 134055775
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380496 M Andrew Senchak C/O Kbw, Inc.
787 Seventh Avenue
New York NY 10019
Director, Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-04-21 200 $29.00 263,622 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2010-04-23 0 $0.00 515,887 No 4 A Indirect Shares held by certain Andrew M. Senchak GRATs and a family trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Indirect Shares held by certain Andrew M. Senchak GRATs and a family trust
Footnotes
  1. Sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on November 23, 2009.
  2. Reflects shares directly owned by Mr. Senchak following the sale of shares described in this line and following certain transfers of shares from the Andrew M. Senchak 2009 Grantor Retained Annuity Trust ("GRAT") to Mr. Senchak that were completed prior to such sale.
  3. This line does not reflect a separate transaction requiring reporting. It is a breakdown of shares indirectly beneficially owned by Mr. Senchak following the transfers described in footnote 2. With regard to the 515,887 shares that are indirectly beneficially owned, 218,656 shares are held by the Andrew M. Senchak 2009 GRAT, 46,369 shares are held by the Andrew M. Senchak 2007 GRAT and 250,862 shares are held by the Andrew Senchak Family Trust.