Filing Details
- Accession Number:
- 0001140361-10-015882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-04-08 13:00:00
- Reporting Period:
- 2009-10-21
- Filing Date:
- 2010-04-08
- Accepted Time:
- 2010-04-08 19:06:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 764839 | Puresafe Water Systems Inc. | PSWS | Refrigeration & Service Industry Machinery (3580) | 860515678 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1269483 | Leslie Kessler | 25 Fairchild Ave. Suite 250 Plainview NY 11803 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-12-01 | 1,000,000 | $0.06 | 10,530,017 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-09 | 2,000,000 | $0.06 | 12,530,017 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-02-26 | 1,058,824 | $0.05 | 13,588,841 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-03-18 | 600,000 | $0.05 | 14,188,841 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-03-18 | 400,000 | $0.05 | 13,788,841 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | A | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2009-10-21 | 104,167 | $0.00 | 104,167 | $0.06 |
| Common Stock | Warrants | Disposition | 2010-03-08 | 2,000,000 | $0.00 | 2,000,000 | $0.11 |
| Common Stock | Warrants | Acquisiton | 2010-04-08 | 2,000,000 | $0.00 | 2,000,000 | $0.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,610,577 | 2009-10-21 | 2014-10-21 | No | 4 | P | Direct |
| 7,610,577 | 2007-03-29 | 2010-03-29 | No | 4 | J | Direct |
| 9,610,577 | 2010-03-08 | 2015-03-08 | No | 4 | A | Direct |
Footnotes
- Ms. Leslie Kessler holds (a) warrants expiring 10/14/2010 to purchase 256,410 shares of common stock at an exercise price of $0.047 per share; (b) warrants expiring 11/17/2013 to purchase 250,000 shares of common stock at an exercise price of $0.048 per share; (c) warrants expiring 4/17/2014 to purchase 4,000,000 shares of common stock at an exercise price of $0.041 per shares of common stock at an exercise price of $0.041 per share; (d) options expiring 4/17/2014 to purchase 3,000,000 shares of common stock at an exercise price of $0.041 per share; (e) warrants expiring 10/21/14 to purchase 104,167 shares of common stock at an exercise price of $0.0576 per share; and (f) warrants expiring 3/8/2015 to purchase 2,000,000 shares of common stock at an exercise price of $0.052 per share.
- On March 8, 2010, the Board of Directors of the Company cancelled the common stock purchase warrants issued to Ms. Leslie Kessler on March 29, 2007, and expiring March 29, 2010, for the purchase of 2,000,000 shares of common stock at an exercise price of $0.11 per share and issued to Ms. Kessler warrants expiring March 8, 2015 for the purchase of 2,000,000 shares of common stock at an exercise price of $0.052 per share.
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